Bats LIS

Broker List

Stage 1: Direct LIS Broker1

  • Participants of Bats entering IOIs via FIX directly into Bats LIS
  • Live date: 9th December 2016

Stage 2: Designated Broker2

  • Buy side clients are able to access the Bats LIS service using their EMS / OMS integrated GUI or via FIX provided they have agreements in place with one or more Designated Brokers supporting the service.
  • Direct LIS Broker: A Bats Participant who is using the Service to submit IOIs and receive the corresponding trades in their own name.
  • Designated Broker: A Bats Participant who has an agreement with a Buy Side firm to offer execution and clearing services on Bats LIS.
Bats Participant Direct LIS Broker Service Designated Broker Service
ABG Sundal Collier N/A Date TBC
Bank of America Merrill Lynch Live Live
Barclays Capital Live Date TBC
Bernstein Live Live
Carnegie Investment Bank AB (publ) Date TBC Date TBC
Citi Global Markets Live Date TBC
Credit Suisse Live Live
Danske Bank Date TBC N/A
Deutsche Bank Live Date TBC
DNB Bank ASA N/A Live
Exane BNP Paribas Live Live
Goldman Sachs Live Date TBC
HSBC N/A Live
Instinet Europe Live Live
Investment Technology Group Live Live
Jefferies Live Live
JP Morgan Securities Live Live
Kepler Cheuvreux Live Date TBC
Liquidnet Live Date TBC
Morgan Stanley Live Live
RBC Europe Ltd August 2017 Date TBC
Redburn Date TBC Live
Societe Generale Live Live
Skandinaviska Enskilda Banken Date TBC Date TBC
UBS Date TBC Date TBC
Vontobel Date TBC Date TBC

This table will be updated as more firms offer, or commit to offer these services.