Bats LIS

Broker List

Stage 1: Direct LIS Broker1

  • Participants of Bats entering IOIs via FIX directly into Bats LIS
  • Live date: 9th December 2016

Stage 2: Designated Broker2

  • Buy side clients will be able to access the Bats LIS service using their EMS / OMS integrated GUI or via FIX provided they have agreements in place with one or more Designated Brokers supporting the service.
  • The planned go live date for Buy Side GUI and FIX access is to be confirmed but expected to be early February.
  • Direct LIS Broker: A Bats Participant who is using the Service to submit IOIs and receive the corresponding trades in their own name.
  • Designated Broker: A Bats Participant who has an agreement with a Buy Side firm to offer execution and clearing services on Bats LIS.
Bats Participant Direct LIS Broker Service Designated Broker Service (Available from March 2017)
ABG Sundal Collier Date TBC March 2017
Bank of America Merrill Lynch Live Live
Barclays Capital Live Date TBC
Bernstein Live Live
Citi Global Markets Live Date TBC
Credit Suisse Live Live
Danske Bank N/A Date TBC
Deutsche Bank Live March 2017
DNB Bank ASA Date TBC N/A
Exane BNP Paribas Live Live
HSBC N/A Live
Instinet Europe Live Live
Investment Technology Group Live Live
Jefferies Live Live
JP Morgan Securities Live Live
Kepler Cheuvreux Date TBC March 2017
Liquidnet Live March 2017
Morgan Stanley 3rd April Live
Redburn Date TBC Live
Societe Generale March 2017 Live
Skandinaviska Enskilda Banken Date TBC March 2017
UBS March 2017 March 2017
Vontobel Date TBC March 2017

This table will be updated as more firms offer this service.