Environment=PROD|Report Date=2017-07-07|Record Count=189 Symbol|Issue Name|Issue Type|Currency|Outstanding Shares|Test Symbol|Market Category|First Date Traded|IPO Flag|Expiration Date|Separation Date|When Issued Flag|When Distributed Flag|Round Lot Quantity|Notes|Financial Status ACSI|American Customer Satisfaction Core Alpha ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-11-01|Y|||N|N|100||0 AGT|iShares MSCI Argentina and Global Exposure ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-04-27|Y|||N|N|100||0 ALTS|ProShares Morningstar Alternatives Solution ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-12-15|N|||N|N|100||0 AMLX|Amplify YieldShares Oil Hedged MLP Income ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2017-06-01|Y|||N|N|100||0 ARCM|Arrow Reserve Capital Management ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2017-03-31|Y|||N|N|100||0 BEMO|Aptus Behavioral Momentum ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-06-09|Y|||N|N|100||0 BOSS|Global X Founder-Run Companies ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-02-15|Y|||N|N|100||0 CALF|Pacer US Small Cap Cash Cows 100 ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-06-19|Y|||N|N|100||0 CEFS|Saba Closed-End Funds ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2017-03-21|Y|||N|N|100||0 CEMB|iShares J.P Morgan EM Corporate Bond ETF|Index Fund Shares|USD|n/a|N|Tier 1|2012-04-19|Y|||N|N|100||0 CNDF|iShares Edge MSCI Multifactor Consumer Discretionary ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-05-12|Y|||N|N|100||0 CNSF|iShares Edge MSCI Multifactor Consumer Staples ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-05-12|Y|||N|N|100||0 CNYA|iShares MSCI China A ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-06-15|Y|||N|N|100||0 COWZ|Pacer US Cash Cows 100 ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-19|Y|||N|N|100||0 CSM|ProShares Large Cap Core Plus|Index Fund Shares|USD|n/a|N|Tier 1|2015-12-15|N|||N|N|100||0 CWAI|CWA Income ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2017-03-30|Y|||N|N|100||0 DBES|Deutsche X-trackers MSCI EAFE Small Cap Hedged Equity ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-01-06|N|||N|N|100||0 DBIT|Deutsche X-trackers MSCI Italy Hedged Equity ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-01-06|N|||N|N|100||0 DBSE|Deutsche X-trackers MSCI Southern Europe Hedged Equity ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-01-06|N|||N|N|100||0 DDEZ|WisdomTree Dynamic Currency Hedged Europe Equity Fund|Index Fund Shares|USD|n/a|N|Tier 1|2016-01-07|Y|||N|N|100||0 DDJP|WisdomTree Dynamic Currency Hedged Japan Equity Fund|Index Fund Shares|USD|n/a|N|Tier 1|2016-01-07|Y|||N|N|100||0 DDLS|WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund|Index Fund Shares|USD|n/a|N|Tier 1|2016-01-07|Y|||N|N|100||0 DDWM|WisdomTree Dynamic Currency Hedged International Equity Fund|Index Fund Shares|USD|n/a|N|Tier 1|2016-01-07|Y|||N|N|100||0 DEFA|iShares Adaptive Currency Hedged MSCI EAFE ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-01-07|Y|||N|N|100||2 DEWJ|iShares Adaptive Currency Hedged MSCI Japan ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-01-07|Y|||N|N|100||2 DEZU|iShares Adaptive Currency Hedged MSCI Eurozone ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-01-07|Y|||N|N|100||0 DFND|Reality Shares DIVCON Dividend Defender ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-01-14|Y|||N|N|100||0 DHDG|WisdomTree Dynamic Currency Hedged International Quality Dividend Growth Fund|Index Fund Shares|USD|n/a|N|Tier 1|2016-11-03|Y|||N|N|100||0 DIVO|Amplify YieldShares CWP Dividend & Option Income ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 DVEM|WisdomTree Emerging Markets Dividend Fund|Index Fund Shares|USD|n/a|N|Tier 1|2016-04-07|Y|||N|N|100||0 DYB|WisdomTree Dynamic Bearish U.S. Equity Fund|Index Fund Shares|USD|n/a|N|Tier 1|2015-12-23|Y|||N|N|100||0 DYLS|WisdomTree Dynamic Long/Short U.S. Equity Fund|Index Fund Shares|USD|n/a|N|Tier 1|2015-12-23|Y|||N|N|100||0 EDEN|iShares MSCI Denmark Capped ETF|Index Fund Shares|USD|n/a|N|Tier 1|2012-01-26|Y|||N|N|100||0 EDOM|WisdomTree Europe Local Recovery Fund |Index Fund Shares|USD|n/a|N|Tier 1|2015-10-29|Y|||N|N|100||0 EFAD|ProShares MSCI EAFE Dividend Growers ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 EFNL|iShares MSCI Finland Capped ETF|Index Fund Shares|USD|n/a|N|Tier 1|2012-01-26|Y|||N|N|100||0 EMDV|ProShares MSCI Emerging Markets Dividend Growers ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-01-27|Y|||N|N|100||0 EMGF|iShares Edge MSCI Multifactor Emerging Markets ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-12-10|Y|||N|N|100||0 EMHY|iShares Emerging Markets High Yield Bond ETF|Index Fund Shares|USD|n/a|N|Tier 1|2012-04-03|Y|||N|N|100||0 EMIH|Deutsche X-trackers Emerging Markets Bond - Interest Rate Hedged ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-06-09|N|||N|N|100||0 EMSD|WisdomTree Strong Dollar Emerging Markets Equity Fund |Index Fund Shares|USD|n/a|N|Tier 1|2015-10-29|Y|||N|N|100||0 EMSH|ProShares Short Term USD Emerging Markets Bond ETF|Index Fund Shares|USD|n/a|N|Tier 1|2013-11-21|Y|||N|N|100||0 EMTL|SPDR DoubleLine Emerging Markets Fixed Income ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2016-04-14|Y|||N|N|100||0 ENOR|iShares MSCI Norway Capped ETF|Index Fund Shares|USD|n/a|N|Tier 1|2012-01-24|Y|||N|N|100||0 EPRF|Elkhorn S&P High Quality Preferred ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-05-24|Y|||N|N|100||0 ERGF|iShares Edge MSCI Multifactor Energy ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-05-12|Y|||N|N|100||0 EUDV|ProShares MSCI Europe Dividend Growers ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 EVIX|VelocityShares 1x Long VSTOXX Futures ETN|Futures-Linked Securities|USD|n/a|N|Tier 1|2017-05-03|Y|||N|N|100||0 EWGS|iShares MSCI Germany Small-Cap ETF|Index Fund Shares|USD|n/a|N|Tier 1|2012-01-26|Y|||N|N|100||0 EWUS|iShares MSCI United Kingdom Small-Cap ETF|Index Fund Shares|USD|n/a|N|Tier 1|2012-01-26|Y|||N|N|100||0 EXIV|VelocityShares 1x Daily Inverse VSTOXX Futures ETN|Futures-Linked Securities|USD|n/a|N|Tier 1|2017-05-03|Y|||N|N|100||0 EYLD|Cambria Emerging Shareholder Yield ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-07-14|Y|||N|N|100||0 EZU|iShares MSCI Eurozone ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-02-02|N|||N|N|100||0 FANZ|ProSports Sponsors ETF |Index Fund Shares|USD|n/a|N|Tier 1|2017-07-11|Y|||N|N|100||0 FFHG|Formula Folios Hedged Growth ETF |Managed Fund Shares|USD|n/a|N|Tier 1|2017-06-06|Y|||N|N|100||0 FFTI|Formula Folios Income ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2017-06-06|Y|||N|N|100||0 FIBR|iShares Edge U.S. Fixed Income Balanced Risk ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2015-02-26|Y|||N|N|100||0 FLQL|Franklin LibertyQ U.S. Equity ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-04-28|Y|||N|N|100||0 FLQM|Franklin LibertyQ U.S. Mid Cap Equity ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-04-28|Y|||N|N|100||0 FLQS|Franklin LibertyQ U.S. Small Cap Equity ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-04-28|Y|||N|N|100||0 FNCF|iShares Edge MSCI Multifactor Financials ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-05-12|Y|||N|N|100||0 FUT|ProShares Managed Futures Strategy ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2016-02-18|Y|||N|N|100||0 FYLD|Cambria Foreign Shareholder Yield ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 GAA|Cambria Global Asset Allocation ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 GARD|Reality Shares DIVCON Dividend Guard ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-01-14|Y|||N|N|100||0 GCOW|Pacer Global Cash Cows Dividend ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-02-23|Y|||N|N|100||0 GDVD|Principal Active Global Dividend Income ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2017-05-10|Y|||N|N|100||0 GHYG|iShares Global High Yield Corporate Bond ETF|Index Fund Shares|USD|n/a|N|Tier 1|2012-04-05|Y|||N|N|100||0 GSD|WisdomTree Global SmallCap Dividend Fund|Index Fund Shares|USD|n/a|N|Tier 1|2015-11-12|Y|||N|N|100||0 HACV|iShares Edge MSCI Min Vol Global Currency Hedged ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-11-02|Y|||N|N|100||2 HCRF|iShares Edge MSCI Multifactor Healthcare ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-05-12|Y|||N|N|100||0 HDEE|Deutsche X-trackers MSCI Emerging Markets High Dividend Yield Hedged Equity ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-01-06|N|||N|N|100||0 HDEZ|Deutsche X-trackers MSCI Eurozone High Dividend Yield Hedged Equity ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-01-06|N|||N|N|100||0 HDRW|WisdomTree Global ex-U.S. Hedged Real Estate Fund |Index Fund Shares|USD|n/a|N|Tier 1|2015-10-29|Y|||N|N|100||2 HEFV|iShares Edge MSCI Min Vol EAFE Currency Hedged ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-11-02|Y|||N|N|100||0 HEMV|iShares Edge MSCI Min Vol EM Currency Hedged ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-11-02|Y|||N|N|100||0 HEUS|iShares Currency Hedged MSCI Europe Small-Cap ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-11-02|Y|||N|N|100||2 HEUV|iShares Edge MSCI Min Vol Europe Currency Hedged ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-11-02|Y|||N|N|100||0 HGSD|WisdomTree Global Hedged SmallCap Dividend Fund|Index Fund Shares|USD|n/a|N|Tier 1|2015-11-19|Y|||N|N|100||0 HYHG|ProShares High Yield-Interest Rate Hedged ETF|Index Fund Shares|USD|n/a|N|Tier 1|2013-05-23|Y|||N|N|100||0 HYIH|Deutsche X-trackers High Yield Corporate Bond - Interest Rate Hedged ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-06-09|N|||N|N|100||0 HYXU|iShares International High Yield Bond ETF|Index Fund Shares|USD|n/a|N|Tier 1|2012-04-03|Y|||N|N|100||0 IAGG|iShares Core International Aggregate Bond Fund|Index Fund Shares|USD|n/a|N|Tier 1|2015-11-12|Y|||N|N|100||0 IBML|iShares iBonds Dec 2023 Term Muni Bond ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-04-13|Y|||N|N|100||0 ICOW|Pacer Developed Markets International Cash Cows 100 ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-06-19|Y|||N|N|100||0 ICSH|iShares Ultra Short-Term Bond ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2013-12-13|Y|||N|N|100||0 ICVT|iShares Convertible Bond ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-06-04|Y|||N|N|100||0 IDHD|PowerShares S&P International Developed High Dividend Low Volatility Portfolio|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-01|Y|||N|N|100||0 IFIX|Deutsche X-trackers Barclays International Corporate Bond Hedged ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-10-25|Y|||N|N|100||0 IGHG|ProShares Investment Grade-Interest Rate Hedged|Index Fund Shares|USD|n/a|N|Tier 1|2013-11-07|Y|||N|N|100||0 IGIH|Deutsche X-trackers Investment Grade Bond - Interest Rate Hedged ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-06-09|N|||N|N|100||0 IGRO|iShares International Dividend Growth ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-05-19|Y|||N|N|100||0 IGVT|Deutsche X-trackers Barclays International Treasury Bond Hedged ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-10-25|Y|||N|N|100||0 IMOM|MomentumShares International Quantitative Momentum ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-12-23|Y|||N|N|100||0 INDA|iShares MSCI India ETF|Index Fund Shares|USD|n/a|N|Tier 1|2012-02-03|Y|||N|N|100||0 INDF|iShares Edge MSCI Multifactor Industrials ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-05-12|Y|||N|N|100||0 IQDG|WisdomTree International Quality Dividend Growth Fund|Index Fund Shares|USD|n/a|N|Tier 1|2016-04-07|Y|||N|N|100||0 ITML|VanEck Vectors AMT-Free 12-17 Year Municipal Index ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-09-20|Y|||N|N|100||0 ITMS|VanEck Vectors AMT-Free 6-8 Year Municipal Index ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-09-20|Y|||N|N|100||0 IVAL|ValueShares International Quantitative Value ETF|Index Fund Shares|USD|n/a|N|Tier 1|2014-12-17|Y|||N|N|100||0 IYLD|iShares Morningstar Multi-Asset Income ETF|Index Fund Shares|USD|n/a|N|Tier 1|2012-04-05|Y|||N|N|100||0 JPGB|JPMorgan Global Bond Opportunities ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2017-04-07|Y|||N|N|100||0 JPHY|JPMorgan Disciplined High Yield ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2016-09-15|Y|||N|N|100||0 JPST|JPMorgan Ultra-Short Income ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2017-05-19|Y|||N|N|100||0 KEMP|KraneShares FTSE Emerging Markets Plus ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-02-13|Y|||N|N|100||0 LEAD|Reality Shares DIVCON Leaders Dividend ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-01-06|Y|||N|N|100||0 LVHB|Elkhorn Lunt Low Vol/High Beta Tactical ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-10-20|Y|||N|N|100||0 LVHE|Legg Mason Emerging Markets Low Volatility High Dividend ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-11-18|Y|||N|N|100||0 LVHI|Legg Mason International Low Volatility High Dividend ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-07-28|Y|||N|N|100||0 LVIN|Hartford Multifactor Low Volatility International Equity ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-05-11|Y|||N|N|100||0 LVUS|Hartford Multifactor Low Volatility US Equity ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-05-11|Y|||N|N|100||0 MATF|iShares Edge MSCI Multifactor Materials ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-05-12|Y|||N|N|100||0 MEAR|iShares Short Maturity Municipal Bond ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2015-03-05|Y|||N|N|100||0 MRGR|ProShares Merger ETF|Index Fund Shares|USD|n/a|N|Tier 1|2012-12-13|Y|||N|N|100||0 NEAR|iShares Short Maturity Bond ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2013-09-26|Y|||N|N|100||0 NOBL|ProShares S&P 500 Dividend Aristocrats ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 NUDM|NuShares ESG International Developed Markets Equity ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-06-07|Y|||N|N|100||0 NUEM|NuShares ESG Emerging Markets Equity ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-06-07|Y|||N|N|100||0 NULG|NuShares ESG Large-Cap Growth ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 NULV|NuShares ESG Large-Cap Value ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 NUMG|NuShares ESG Mid-Cap Growth ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 NUMV|NuShares ESG Mid-Cap Value ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 NURE|NuShares Short-Term REIT ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-20|Y|||N|N|100||0 NUSC|NuShares ESG Small-Cap ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-14|Y|||N|N|100||0 OILK|ProShares K-1 Free Crude Oil Strategy ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2016-09-28|Y|||N|N|100||0 PAVE|Global X U.S. Infrastructure Development ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-03-08|Y|||N|N|100||0 PEX|ProShares Global Listed Private Equity ETF|Index Fund Shares|USD|n/a|N|Tier 1|2013-02-28|Y|||N|N|100||0 PFV|Amplify YieldShares Prime 5 Dividend ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-09-21|Y|||N|N|100||0 PREF|Principal Spectrum Preferred Securities Active ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2017-07-11|Y|||N|N|100||0 PRNT|The 3D Printing ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-07-19|Y|||N|N|100||0 PSMB|PowerShares Balanced Multi-Asset Allocation Portfolio|Managed Fund Shares|USD|n/a|N|Tier 1|2017-02-23|Y|||N|N|100||0 PSMC|PowerShares Conservative Multi-Asset Allocation Portfolio|Managed Fund Shares|USD|n/a|N|Tier 1|2017-02-23|Y|||N|N|100||0 PSMG|PowerShares Growth Multi-Asset Allocation Portfolio|Managed Fund Shares|USD|n/a|N|Tier 1|2017-02-23|Y|||N|N|100||0 PSMM|PowerShares Moderately Conservative Multi-Asset Allocation Portfolio|Managed Fund Shares|USD|n/a|N|Tier 1|2017-02-23|Y|||N|N|100||0 PTEU|Pacer TrendpilotTM European Index ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-12-15|Y|||N|N|100||0 PTLC|Pacer Trendpilot 750 ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-06-12|Y|||N|N|100||0 PTMC|Pacer Trendpilot 450 ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-06-12|Y|||N|N|100||0 PTNQ|Pacer Trendpilot 100 ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-06-12|Y|||N|N|100||0 QMOM|MomentumShares U.S. Quantitative Momentum ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-12-02|Y|||N|N|100||0 QVAL|ValueShares U.S. Quantitative Value ETF|Index Fund Shares|USD|n/a|N|Tier 1|2014-10-22|Y|||N|N|100||0 QXGG|QuantX Risk Managed Growth ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-01-26|Y|||N|N|100||0 QXMI|QuantX Risk Managed Multi-Asset Income ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-01-26|Y|||N|N|100||0 QXRR|QuantX Risk Managed Real Return ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-01-26|Y|||N|N|100||0 QXTR|QuantX Risk Managed Multi-Asset Total Return ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-01-26|Y|||N|N|100||0 RCOM|Elkhorn Fundamental Commodity Strategy ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2016-09-21|Y|||N|N|100||0 REGL|ProShares S&P MidCap 400 Dividend Aristocrats ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-12-15|N|||N|N|100||0 SFHY|WisdomTree Fundamental U.S. Short-Term High Yield Corporate Bond Fund|Index Fund Shares|USD|n/a|N|Tier 1|2016-04-27|Y|||N|N|100||0 SFIG|WisdomTree Fundamental U.S. Short-Term Corporate Bond Fund|Index Fund Shares|USD|n/a|N|Tier 1|2016-04-27|Y|||N|N|100||0 SHAG|WisdomTree Barclays Yield Enhanced U.S. Short-Term Aggregate Bond Fund|Index Fund Shares|USD|n/a|N|Tier 1|2017-05-18|Y|||N|N|100||0 SMDV|ProShares Russell 2000 Dividend Growers ETF|Index Fund Shares|USD|n/a|N|Tier 1|2015-12-15|N|||N|N|100||0 SMIN|iShares MSCI India Small-Cap ETF|Index Fund Shares|USD|n/a|N|Tier 1|2012-02-09|Y|||N|N|100||0 SMMD|iShares Russell 2500 ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-07-07|Y|||N|N|100||0 SMMV|iShares Edge MSCI Min Vol USA Small-Cap ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-09-09|Y|||N|N|100||0 SOVB|Cambria Sovereign High Yield Bond ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 SPVM|PowerShares S&P 500 Value With Momentum Portfolio|Index Fund Shares|USD|n/a|N|Tier 1|2017-04-06|Y|||N|N|100||0 STOT|SPDR DoubleLine Short Duration Total Return Tactical ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2016-04-14|Y|||N|N|100||0 TAIL|Cambria Tail Risk ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2017-04-06|Y|||N|N|100||0 TBLU|Tortoise Water Fund|Index Fund Shares|USD|n/a|N|Tier 1|2017-02-15|Y|||N|N|100||0 TCHF|iShares Edge MSCI Multifactor Technology ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-05-12|Y|||N|N|100||0 TCTL|Premise Capital Frontier Advantage Diversified Tactical ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-10-28|Y|||N|N|100||0 TTAC|TrimTabs Float Shrink ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2016-09-28|Y|||N|N|100||0 TTAI|TrimTabs All Cap International Free-Cash-Flow ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2017-06-28|Y|||N|N|100||0 USMF|WisdomTree U.S. Multifactor Fund|Index Fund Shares|USD|n/a|N|Tier 1|2017-06-29|Y|||N|N|100||0 UTLF|iShares Edge MSCI Multifactor Utilities ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-05-12|Y|||N|N|100||0 VAMO|Cambria Value and Momentum ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2016-12-29|N|||N|N|100||0 VMAX|REX VolMAXX Long VIX Weekly Futures Strategy ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2016-05-03|Y|||N|N|100||0 VMIN|REX VolMAXX Short Weekly Futures Strategy ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2016-05-03|Y|||N|N|100||0 VMOT|Alpha Architect Value Momentum Trend ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-05-03|Y|||N|N|100||0 WEAR|The WEAR ETF|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-09|Y|||N|N|100||0 WFHY|WisdomTree Fundamental U.S. High Yield Corporate Bond Fund|Index Fund Shares|USD|n/a|N|Tier 1|2016-04-27|Y|||N|N|100||0 WFIG|WisdomTree Fundamental U.S. Corporate Bond Fund|Index Fund Shares|USD|n/a|N|Tier 1|2016-04-27|Y|||N|N|100||0 WYDE|ProShares CDS Short North American HY Credit ETF|Managed Fund Shares|USD|n/a|N|Tier 1|2014-08-07|Y|||N|N|100||0 XD|Elkhorn S&P MidCap Consumer Discretionary Portfolio|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-30|Y|||N|N|100||0 XE|Elkhorn S&P MidCap Energy Portfolio|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-30|Y|||N|N|100||0 XF|Elkhorn S&P MidCap Financials Portfolio|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-30|Y|||N|N|100||0 XH|Elkhorn S&P MidCap Health Care Portfolio|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-30|Y|||N|N|100||0 XI|Elkhorn S&P MidCap Industrials Portfolio|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-30|Y|||N|N|100||0 XK|Elkhorn S&P MidCap Information Technology Portfolio|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-30|Y|||N|N|100||0 XM|Elkhorn S&P MidCap Materials Portfolio|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-30|Y|||N|N|100||0 XS|Elkhorn S&P MidCap Consumer Staples Portfolio|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-30|Y|||N|N|100||0 XSHD|PowerShares S&P SmallCap High Dividend Low Volatility Portfolio|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-01|Y|||N|N|100||0 XSHQ|PowerShares S&P SmallCap Quality Portfolio|Index Fund Shares|USD|n/a|N|Tier 1|2017-04-06|Y|||N|N|100||0 XU|Elkhorn S&P MidCap Utilities Portfolio|Index Fund Shares|USD|n/a|N|Tier 1|2016-12-30|Y|||N|N|100||0 XUSA|QuantX Dynamic Beta US Equity ETF|Index Fund Shares|USD|n/a|N|Tier 1|2017-01-26|Y|||N|N|100||0 ZBZX|BATS Listing Test|Primary Equity|USD|0|Y|Tier 1|2016-10-15|Y|||N|N|100||0 ZTEST|BATS Test|Primary Equity|USD|0|Y|Tier 1|2016-04-14|Y|||N|N|100||0 ZTST|BATS Test 2|Primary Equity|USD|0|Y|Tier 1|2016-04-02|Y|||N|N|100||0