Cboe Equities Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-CboeEDGA-2024-003
- January 19, 2024
- The Exchange proposes to amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) to permit the use of the Post Only order instruction at prices below $1.00.
- SR-CboeEDGA-2024-002
- January 2, 2024
- The Exchange proposes to adopt a CAT Fee Schedule.
Approved and Immediately Effective Rule Changes
- SR-EDGA-2010-26
- December 28, 2010
- EDGA proposes to amend its fee schedule, effective January 1, 2011.
- SR-EDGA-2010-25
- December 13, 2010
- EDGA proposes to amend Rule 11.5(a)(2).
- SR-EDGA-2010-24
- December 9, 2010
- EDGA proposes to amend EDGA Rule 11.13 to extend the operation of a pilot pursuant to the Rule until April 11, 2011.
- SR-EDGA-2010-23
- December 8, 2010
- EDGA proposes to amend EDGA Rule 11.14 to extend the operation of a pilot pursuant to the Rule until April 11, 2011.
- SR-EDGA-2010-22
- December 3, 2010
- EDGA proposes to amend its fee schedule applicable to Members and non-members of the Exchange pursuant to EDGA Rule 15.1(a) and (c). The Exchange also proposes to amend its fees for physical ports. The Exchange intends to implement this rule proposal effective January 1, 2011.
- SR-EDGA-2010-21
- December 1, 2010
- EDGA proposes to amend its fee schedule, effective December 1, 2010.
- SR-EDGA-2010-20
- December 1, 2010
- EDGA proposes to amend its fee schedule to add two new routing options, ROBX and ROBY.
- SR-EDGA-2010-19
- November 30, 2010
- EDGA proposes to amend EDGA Rule 11.9 to offer Anti-Internalization Qualifier ("AIQ") functionality to Exchange Users.
- SR-EDGA-2010-17
- October 29, 2010
- EDGA proposes to amend its fee schedule, effective November 1, 2010.
- SR-EDGA-2010-16
- October 27, 2010
- EDGA proposes to amend Rules 2.5 and 11.4 to permit qualification and registration of Authorized Traders of Members pursuant to certain foreign examination modules equivalent to the Series 7 examination. EDGA also proposes to make a technical amendment to Rule 2.3.
- SR-EDGA-2010-15
- October 20, 2010
- EDGA proposes to amend Rule 11.5(a)(2).
- SR-EDGA-2010-14
- October 5, 2010
- EDGA proposes to amend its fee schedule, effective October 1, 2010.
- SR-EDGA-2010-12
- September 1, 2010
- EDGA proposes to amend its fee schedule, effective September 1, 2010.
- SR-EDGA-2010-11
- August 3, 2010
- EDGA proposes to amend Rule 3.13 to conform it with FINRA Rule 5230.
- SR-EDGA-2010-10
- July 30, 2010
- EDGA proposes to amend its fee schedule, effective August 1, 2010
- SR-EDGA-2010-09
- July 28, 2010
- EDGA proposes to establish a revenue sharing program with Correlix, Inc.
- SR-EDGA-2010-08
- July 22, 2010
- EDGA proposes to amend Rule 11.12 to modify potential liability caps applicable under the rule.
- SR-EDGA-2010-07
- July 14, 2010
- EDGA proposes to amend Rule 11.14 to make a technical change to the rule text.
- SR-EDGA-2010-06
- July 1, 2010
- EDGA proposes to amend its fee schedule to charge for certain physical ports used to connect to the Exchange's systems.
- SR-EDGA-2010-05
- June 30, 2010
- EDGA proposes to amend Rule 11.14 to add additional securities to the pilot rule.
- SR-EDGA-2010-04
- June 30, 2010
- EDGA proposes to establish its initial fees and rebates applicable to Members of theExchange.
- SR-EDGA-2010-03
- June 18, 2010
- Amendment No. 1: This filing supersedes and replaces in its entirety SR-EDGA-2010-03 re. proposed amendments to Rule 11.13 (Clearly Erroneous Executions).
- SR-EDGA-2010-02
- June 3, 2010
- EDGA Exchange, Inc proposes to make changes to its corporate structure to provide that it will be a wholly-owned subsidiary of Direct Edge, Inc instead of Direct Edge Holdings, LLC
- SR-EDGA-2010-01
- May 18, 2010
- EDGA Exchange, Inc is filing a proposed rule change to amend EDGA Rule 11.14, entitled "Trading Halts Due to Extraordinary Market Volatility"