Letter of Consent; BZX Rules 16.1 - Definitions (Professional); 18.1 - Adherence to Law, 18.2 - Conduct and Compliance with the Rules; 20.7 - Audit Trail, and 24.1 - Maintenance, Retention and Furnishing of Books, Records and Other Information; Section 17(a) of the Exchange Act and Rule 17a-3 - Records to Be Made by Certain Exchange Members, Brokers and Dealers, thereunder
Letter of Consent; BZX Rules 3.2 - Violations Prohibited, 5.1 - Written Procedures and 11.9 - Orders and Modifiers; Rule 611 of Regulation NMS - Order Protection Rule, promulgated under the Securities Exchange Act of 1934, as amended
Letter of Consent; BZX Rule 18.1 - Adherence to Law; Rule 14e-4 - Prohibited Transactions in Connection with Partial Tender Offers, promulgated under the Securities Exchange Act of 1934, as amended
Letter of Consent; Exchange Rule 3.2 - Violations Prohibited; Rule 15c3-5 - Risk Management Controls for Brokers or Dealers with Market Access, promulgated under the Securities Exchange Act of 1934, as amended
Letter of Consent; BZX Rule 24.1 - Maintenance, Retention and Furnishing of Books, Records and Other Information, BZX Rule 18.1 - Adherence to Law, and BZX Rule 5.1 - Written Procedures; Section 17(a) of the Exchange Act and Rule 17a-3 - Records to Be Made by Certain Exchange Members, Brokers and Dealers, thereunder