Bats EDGX Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

File number: SR-BatsEDGX-2017-05
Date filed: January 13, 2017

The Exchange proposes a rule change to EDGX Rule 21.19, Bats Auction Mechanism, as it applies to the equity options platform.

Approved and Immediately Effective Rule Changes

File number: SR-BatsEDGX-2017-02
Date filed: January 5, 2017

The Exchange proposes a rule change to modify fees for connectivity and its communication and routing service known as Bats Connect.

File number: SR-BatsEDGX-2017-01
Date filed: January 3, 2017

The Exchange proposes rule changes to amend the fee schedule adopt fees for its recently adopted Bats Auction Mechanism.