Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
| Symbol | Company Name |
|---|---|
| DHDG | FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF |
| KNOV | Innovator U.S. Small Cap Power Buffer ETF - November |
| MSTU | T-Rex 2X Long MSTR Daily Target ETF |
| MSTZ | T-Rex 2X Inverse MSTR Daily Target ETF |
| NNOV | Innovator Growth-100 Power Buffer ETF - November |
| QCOC | FT Vest Nasdaq-100 Conservative Buffer ETF - October |
| UNOV | Innovator U.S. Equity Ultra Buffer ETF - November |
| XIMR | FT Vest U.S. Equity Buffer & Premium Income ETF - March |
| ZNOV | Innovator Equity Defined Protection ETF - 1 Yr November |