Bats EDGX Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes

No pending rule filings at this time

Approved and Immediately Effective Rule Changes

File number: SR-BatsEDGX-2017-14
Date filed: March 1, 2017
Description:

The Exchange proposes a rule change related to fees as they apply to the Equity Options Platform.

File number: SR-BatsEDGX-2017-13
Date filed: February 28, 2017
Description:

The Exchange filed a proposal to amend Rule 11.22 to modify the date of Appendix B website data publication pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program.

File number: SR-BatsEDGX-2017-12
Date filed: February 28, 2017
Description:

The Exchange proposes a rule change related to fees.

File number: SR-BatsEDGX-2017-11
Date filed: February 1, 2017
Description:

The Exchange proposes a rule change related to functionality offered by the Exchange's options platform to adopt Qualified Contingent Cross Orders.

File number: SR-BatsEDGX-2017-10
Date filed: February 1, 2017
Description:

The Exchange proposes a rule change related to fees as they apply to the Equity Options Platform.

File number: SR-BatsEDGX-2017-09
Date filed: February 1, 2017
Description:

The Exchange proposes a rule change related to fees.

File number: SR-BatsEDGX-2017-08
Date filed: January 30, 2017
Description:

The Exchange proposes a rule change to adopt Rules 4.5 through 4.16 to implement the compliance rule regarding the National Market System Plan governing the Consolidated Audit Trail.

File number: SR-BatsEDGX-2017-07
Date filed: January 20, 2017
Description:

The Exchange proposes a rule change to adopt a new type of logical port known as a Purge Port.

File number: SR-BatsEDGX-2017-05
Date filed: January 13, 2017
Description:

The Exchange proposes a rule change to EDGX Rule 21.19, Bats Auction Mechanism, as it applies to the equity options platform.

File number: SR-BatsEDGX-2017-04
Date filed: January 30, 2017
Description:

The Exchange proposes a rule change to adopt Option Regulatory Fees as they relate to the equity options platform.

File number: SR-BatsEDGX-2017-02
Date filed: January 5, 2017
Description:

The Exchange proposes a rule change to modify fees for connectivity and its communication and routing service known as Bats Connect.

File number: SR-BatsEDGX-2017-01
Date filed: January 3, 2017
Description:

The Exchange proposes rule changes to amend the fee schedule adopt fees for its recently adopted Bats Auction Mechanism.