Cboe Options Exchanges Rule Filings
Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
Pending Rule Changes
- SR-CboeEDGX-2024-009
- January 25, 2024
- The Exchange proposes to amend the definition of Retail Order, and codify interps and policies regarding permissible uses of algorithms by RMOs.
- SR-CboeEDGX-2024-007
- January 19, 2024
- The Exchange proposes to amend Rule 11.6(n)(4) and Rule 11.10(a)(4)(D) to permit the use of the Post Only order instruction at prices below $1.00.
- SR-CboeEDGX-2024-005
- January 2, 2024
- The Exchange proposes to adopt a CAT Fee Schedule.
- SR-CboeEDGX-2023-083
- December 26, 2023
- The Exchange proposes to make permanent the operation of its programs that allow the Exchange to list options on the Mini-SPX Index (“XSP options”) with P.M.-settlement and to list broad-based index options with nonstandard expirations.
Approved and Immediately Effective Rule Changes
- SR-CboeEDGX-2024-017
- March 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeEDGX-2024-016
- March 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeEDGX-2024-015
- March 1, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeEDGX-2024-014
- February 12, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeEDGX-2024-013
- February 12, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeEDGX-2024-012
- February 6, 2024
- The Exchange proposes to amend certain Rules related to stock-option orders.
- SR-CboeEDGX-2024-011
- February 1, 2024
- The Exchange proposes to amend its Fee Schedule.
- SR-CboeEDGX-2024-010
- January 25, 2024
- The Exchange proposes to amend its rules regarding early termination of complex order auctions.
- SR-CboeEDGX-2024-008
- January 10, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeEDGX-2024-004
- January 2, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeEDGX-2024-002
- January 2, 2024
- The Exchange proposes to amend its Fees Schedule.
- SR-CboeEDGX-2024-001
- January 2, 2024
- The Exchange proposes to amend its Fees Schedule.